Conduct Compliance

Conduct Compliance is a regulatory compliance framework that specifically governs the ethical and professional behavior of financial institutions and their personnel in interactions with clients, markets, and regulators, ensuring adherence to standards designed to prevent misconduct, conflicts of interest, and unfair treatment in financial services.

53

Publications

2.7K

Citations

116

Authors

59

Institutions

Publications per year

2017–2026

7

Authors

116

  1. GK
    Grazyna Kochanska

    University of Iowa, United States

    2 publications · 306 citations

    2

    h-index

  2. MA
    Mark A. Whatley

    California State University, Fullerton, United States

    2 publications · 169 citations

    2

    h-index

  3. AR
    Adele Rhodes

    2 publications · 169 citations

    2

    h-index

  4. LG
    Lars Gårn Hansen

    University of Copenhagen, Denmark

    1 publications · 115 citations

    1

    h-index

  5. PS
    Paul S. Appelbaum

    Columbia University, United States

    1 publications · 38 citations

    1

    h-index

1–5 of 116

Venues

  1. Journal of Business Ethics

    3 publications · 144 citations

    3

    h-index

  2. Basic and Applied Social Psychology

    2 publications · 169 citations

    2

    h-index

  3. Child Development

    2 publications · 306 citations

    2

    h-index

  4. Ocean & Coastal Management

    1 publications · 47 citations

    1

    h-index

  5. Journal of Studies on Alcohol

    1 publications · 45 citations

    1

    h-index

1–5