Harvard Law Review · 1997 · 38 citations · 0 references
LawFinancial LawFinancial RegulationSecurities LawSecurities RegulationSecurities ComplianceSecurities IssuanceSecurities LitigationNo-action Letter ProcessSecurities Market RegulationTrading Securities
Securities Law. SEC Allows Internet-Based Trading of Securities. Real Goods Trading Corp., SEC No-Action Letter, [Current Binder] Fed. Sec. L. Rep. (CCH) ¶ 77,226, at 77,131 (June 24, 1996), Harvard Law Review, Vol. 110, No. 4 (Feb., 1997), pp. 959-964