Securities Regulation is the system of statutory and regulatory law governing the issuance, trading, and disclosure of securities to protect investors and maintain capital market integrity.
1K
Publications
52.9K
Citations
1.3K
Authors
599
Institutions
Publications per year
2017–2026
162
Publications
1K
THE SUPPLY OF DEALER SERVICES IN SECURITIES MARKETS
Hans R. Stoll · The Journal of Finance · 1978 · 1.4K citations
An Empirical Analysis of Illegal Insider Trading
Lisa K. Meulbroek · The Journal of Finance · 1992 · 823 citations
Law, Finance, Financial Economics +14
Public Regulation of the Securities Markets
George J. Stigler · The Journal of Business · 1964 · 710 citations
Insider Trading: Should It Be Prohibited?
Hayne E. Leland · Journal of Political Economy · 1992 · 625 citations
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- SJ
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- DJ
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- HE
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- RS
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- RS
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1–5 of 1.3K
Institutions
599
European Corporate Governance Institute
Brussels, Belgium
26 h-index
53 publications
4K citations
Columbia University
New York, United States
16 h-index
17 publications
781 citations
Chinese University of Hong Kong
Hong Kong, Hong Kong
16 h-index
28 publications
2.6K citations
University of Chicago
Chicago, United States
16 h-index
22 publications
3.5K citations
New York University
New York, United States
15 h-index
21 publications
1.1K citations
Tilburg University
Tilburg, The Netherlands
15 h-index
22 publications
849 citations
Georgetown University
Washington, United States
14 h-index
21 publications
693 citations
University of Pennsylvania
Philadelphia, United States
14 h-index
19 publications
2.2K citations
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Venues
- SSRN Electronic Journal
Repository · 267 publications · 10.3K citations
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- The Journal of Finance
28 publications · 4.7K citations
20
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- eYLS (Yale Law School)
Repository · 22 publications · 532 citations
14
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- Journal of Accounting Research
JAR · 14 publications · 3.1K citations
13
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- The Accounting Review
12 publications · 1.6K citations
12
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See also Securities Regulation | |
|---|---|
Disclosure Rules | Disclosure Whitepaper Disclosure Periodic Reporting Supervisory Disclosure Information Disclosure Regulation Form 10-K |
Investor Protections | Securities Fraud Customer Due Diligence Duty Of Care Custody Conditions Regulatory Sandboxes |
Market Oversight | Money Laundering Regulatory Sandboxes Trade Surveillance Licensing |
Enforcement Tools | Injunctive Relief Disgorgement Of Profits Civil Money Penalties Restitution Asset Freezing |
Offering Exemptions | |