When and how should multiple imputation be used for handling missing data in randomised clinical trials – a practical guide with flowcharts

Janus Christian Jakobsen, Christian Gluud, Jørn Wetterslev, Per Winkel

BMC Medical Research Methodology · 2017 · 2.8K citations · 15 references

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TL;DR

Missing data can seriously compromise inferences from randomized clinical trials, with bias depending on the missingness mechanism and analytic methods, so careful planning and discussion are essential to minimize bias. The authors aim to optimise missing‑data handling during trial planning and provide a practical guide with flowcharts on when and how to use multiple imputation to prevent bias. They reviewed literature via PubMed and reference lists and evaluated methods such as best‑worst and worst‑best sensitivity analyses, multiple imputation, and full information maximum likelihood. They present practical flowcharts and an overview of essential steps for handling missing data during the analysis stage of a trial.

Abstract

Missing data may seriously compromise inferences from randomised clinical trials, especially if missing data are not handled appropriately. The potential bias due to missing data depends on the mechanism causing the data to be missing, and the analytical methods applied to amend the missingness. Therefore, the analysis of trial data with missing values requires careful planning and attention.The authors had several meetings and discussions considering optimal ways of handling missing data to minimise the bias potential. We also searched PubMed (key words: missing data; randomi*; statistical analysis) and reference lists of known studies for papers (theoretical papers; empirical studies; simulation studies; etc.) on how to deal with missing data when analysing randomised clinical trials.Handling missing data is an important, yet difficult and complex task when analysing results of randomised clinical trials. We consider how to optimise the handling of missing data during the planning stage of a randomised clinical trial and recommend analytical approaches which may prevent bias caused by unavoidable missing data. We consider the strengths and limitations of using of best-worst and worst-best sensitivity analyses, multiple imputation, and full information maximum likelihood. We also present practical flowcharts on how to deal with missing data and an overview of the steps that always need to be considered during the analysis stage of a trial.We present a practical guide and flowcharts describing when and how multiple imputation should be used to handle missing data in randomised clinical.

References

15