Concepedia

Unauthorized Trading

Unauthorized Trading is a violation in the context of broker-dealer regulation wherein a financial representative executes transactions in a client’s account without obtaining requisite consent or in excess of granted authority, thereby breaching fiduciary and regulatory standards governing permitted trading practices.

19

Publications

553

Citations

27

Authors

20

Institutions

Publications per year

2017–2026

3

Parents

Publications

19

The impact of illegal insider trading in dealer and specialist markets: evidence from a natural experiment

Raymond P. H. Fishe, Michel A. Robe · Journal of Financial Economics · 2003 · 111 citations

, , +14

Ethics, Finance, and Automation: A Preliminary Survey of Problems in High Frequency Trading

Michael Davis, Andrew Kumiega, Ben Van Vliet · Science and Engineering Ethics · 2012 · 57 citations

, , +14

Financial Edgework and the Persistence of Rogue Traders

Mark Wexler · Business and Society Review · 2010 · 41 citations

, , +12

Mainstream Economics and the Case for Prohibiting Inside Trading

Mark Klock · Georgia State University law review · 1993 · 39 citations · Full text

, , +12

Illegal insider trading: Commission and SEC detection

Brandon N. Cline, Valeriya Posylnaya · Journal of Corporate Finance · 2019 · 38 citations

, , +13

1–5 of 19

Authors

27

  1. MA
    Michel A. Robe

    University of Illinois Urbana-Champaign, United States

    2 publications · 123 citations

    2

    h-index

  2. RP
    Raymond P. H. Fishe

    University of Richmond, United States

    2 publications · 123 citations

    2

    h-index

  3. KD
    Kimberly D. Krawiec

    University of Virginia, United States

    2 publications · 40 citations

    2

    h-index

  4. JE
    Jeremy Epstein

    Trident Systems (United States), United States

    1 publications · 11 citations

    1

    h-index

  5. AL
    Aziza Laguecir

    Institut d'Economie Scientifique Et de Gestion, France

    1 publications · 21 citations

    1

    h-index

1–5 of 27

Institutions

20

  1. University of Richmond

    Richmond, United States

    2 h-index

    2 publications

    123 citations

  2. The University of Sydney

    Sydney, Australia

    1 h-index

    3 publications

    39 citations

  3. École Supérieure des Sciences Économiques et Commerciales

    Cergy, France

    1 h-index

    1 publications

    21 citations

  4. University of Virginia

    Charlottesville, United States

    1 h-index

    1 publications

    17 citations

  5. Université de Montréal

    Montreal, Canada

    1 h-index

    1 publications

    13 citations

  6. University of California Hastings College of the Law

    San Francisco, United States

    1 h-index

    1 publications

    16 citations

  7. University of Minnesota, Duluth

    Duluth, United States

    1 h-index

    1 publications

    38 citations

  8. St Petersburg University

    Saint Petersburg, Russia

    1 h-index

    1 publications

    13 citations

1–8 of 20

Venues

  1. SSRN Electronic Journal

    Repository · 2 publications · 29 citations

    2

    h-index

  2. Journal of Business Ethics

    2 publications · 33 citations

    2

    h-index

  3. Journal of Banking & Finance

    1 publications · 13 citations

    1

    h-index

  4. Journal of Corporate Finance

    1 publications · 38 citations

    1

    h-index

  5. Southern Economic Journal

    1 publications · 37 citations

    1

    h-index

1–5