Concepedia

Transaction Exemptions

Transaction Exemptions is a regulatory provision within securities law that permits certain issuers to offer or sell securities without registering the transaction with the Securities and Exchange Commission, provided the transaction meets specific statutory or regulatory criteria designed to ensure investor protection and market integrity.

4

Publications

225

Citations

4

Authors

3

Institutions

Publications per year

2017–2026

1

Variants

Exempt TransactionsExempted Transactions

Parents

Publications

4

The Singapore Electronic Transactions Act and the Hong Kong Electronic Transactions Ordinance

Daniel Kiat Boon Seng · Digital Evidence and Electronic Signature Law Review · 2014 · 120 citations · Full text

, , +9

Securities Acts. Federal Securities Act; Federal Securities Exchange Act. Exemption for Sellers of Municipal Securities in Section 12 of Securities Act Not Applicable to Section 17(a) of That Act or Section 10(b) of Securities Exchange Act

Harvard Law Review · 1956 · 54 citations

, , +15

Digital financial innovations in the twenty-first century

George Okello Candiya Bongomin, Pierre Yourougou, John C. Munene · Journal of economic and administrative sciences. · 2019 · 40 citations

, , +17

Securities Acts. Federal Securities Act. McCarran-Ferguson Act Exempts Variable-Annuity Contracts from SEC Regulations. SEC v. Variable Annuity Life Ins. Co. (D. D. C. 1957)

Harvard Law Review · 1958 · 11 citations

, , +14

1–4 of 4

Authors

4

  1. JC
    John C. Munene

    Makerere University, Uganda

    1 publications · 40 citations

    1

    h-index

  2. PY
    Pierre Yourougou

    Université Laval, Canada

    1 publications · 40 citations

    1

    h-index

  3. DK
    Daniel Kiat Boon Seng

    National University of Singapore, Singapore

    1 publications · 120 citations

    1

    h-index

  4. GO
    George Okello Candiya Bongomin

    Makerere University, Uganda

    1 publications · 40 citations

    1

    h-index

1–4 of 4

Institutions

3

  1. Syracuse University

    Syracuse, United States

    1 h-index

    1 publications

    40 citations

  2. National University of Singapore

    Singapore, Singapore

    1 h-index

    1 publications

    120 citations

  3. Makerere University

    Kampala, Uganda

    1 h-index

    2 publications

    80 citations

1–3 of 3

Venues

  1. Harvard Law Review

    2 publications · 65 citations

    2

    h-index

  2. Digital Evidence and Electronic Signature Law Review

    DEESLR · 1 publications · 120 citations

    1

    h-index

  3. 1

    h-index

1–3