Concepedia

Principles-based Regulation

Principles-Based Regulation is a regulatory approach that belongs to the class of governance frameworks and is distinguished by its reliance on high-level, outcome-oriented principles rather than detailed, prescriptive rules to guide regulatory compliance and enforcement.

38

Publications

1.8K

Citations

65

Authors

45

Institutions

Publications per year

2017–2026

7

Parents

Publications

38

Making a success of Principles-based regulation

Julia Black, Martyn Hopper, Christa Band · Law and Financial Markets Review · 2007 · 224 citations

, , +8

It runs in the family: Meta-regulation and its siblings

Sharon Gilad · Regulation & Governance · 2010 · 187 citations · Full text

, , +13

Joint Effects of Principles-Based versus Rules-Based Standards and Auditor Type in Constraining Financial Managers’ Aggressive Reporting

Karim Jamal, Hun‐Tong Tan · The Accounting Review · 2010 · 168 citations

, , +16

Striking a Balance Between Rules and Principles-based Approaches for Effective Governance: A Risks-based Approach

Surendra Arjoon · Journal of Business Ethics · 2006 · 121 citations

, , +17

Forms and Paradoxes of Principles Based Regulation

Julia Black · SSRN Electronic Journal · 2008 · 113 citations · Full text

, , +17

1–5 of 38

Authors

65

  1. JB
    Julia Black

    London School of Economics and Political Science, United Kingdom

    4 publications · 389 citations

    4

    h-index

  2. HT
    Hun‐Tong Tan

    Nanyang Technological University, Singapore

    3 publications · 199 citations

    3

    h-index

  3. KJ
    Karim Jamal

    University of Alberta, Canada

    3 publications · 199 citations

    3

    h-index

  4. MB
    Michael Bromwich

    London School of Economics and Political Science, United Kingdom

    2 publications · 96 citations

    2

    h-index

  5. SS
    Shyam Sunder

    Yale University, United States

    2 publications · 96 citations

    2

    h-index

1–5 of 65

Institutions

45

  1. London School of Economics and Political Science

    London, United Kingdom

    5 h-index

    7 publications

    567 citations

  2. Nanyang Technological University

    Singapore, Singapore

    3 h-index

    3 publications

    199 citations

  3. University of Alberta

    Edmonton, Canada

    3 h-index

    3 publications

    199 citations

  4. University of British Columbia

    Vancouver, Canada

    2 h-index

    2 publications

    37 citations

  5. Yale University

    New Haven, United States

    2 h-index

    2 publications

    96 citations

  6. Los Angeles Harbor College

    Los Angeles, United States

    1 h-index

    15 publications

    225 citations

  7. Universidad Carlos III de Madrid

    Madrid, Spain

    1 h-index

    1 publications

    17 citations

  8. Plekhanov Russian University of Economics

    Moscow, Russia

    1 h-index

    1 publications

    12 citations

1–8 of 45

Venues

  1. SSRN Electronic Journal

    Repository · 6 publications · 257 citations

    6

    h-index

  2. Journal of Business Ethics

    3 publications · 242 citations

    3

    h-index

  3. 1

    h-index

  4. Asian Journal of Law and Society

    1 publications · 99 citations

    1

    h-index

  5. Social & Legal Studies

    1 publications · 13 citations

    1

    h-index

1–5