Concepedia

Intermediary Conduct

Intermediary Conduct is a type of market conduct regulation that specifically governs the behavior and practices of financial intermediaries in their interactions with clients and markets, distinguishing it from broader regulatory focuses by targeting the fiduciary, transparency, and suitability obligations inherent in intermediary-client relationships.

9

Publications

559

Citations

12

Authors

7

Institutions

Publications per year

2017–2026

0

Parents

Publications

9

Behind Intermediary Performance in Export Trade: Transactions, Agents, and Resources

Mike W. Peng, Anne S. York · Journal of International Business Studies · 2001 · 242 citations

, , +11

Expert Intermediaries and Legal Compliance: The Case of Tax Preparers

Steven Klepper, Mark J. Mazur, Daniel S. Nagin · The Journal of Law and Economics · 1991 · 153 citations

, , +15

Customer Relationship Management (CRM) systems, intermediation and disintermediation: The case of INSG

International Journal of Information Management · 2010 · 39 citations

, , +11

Asset lending, unconscionable conduct and intermediaries

Denise McGill · QUT ePrints (Queensland University of Technology) · 2014 · 31 citations · Full text

, , +14

‘A very valuable tool’

Emily Henderson · The International Journal of Evidence & Proof · 2015 · 27 citations

, , +14

1–5 of 9

Authors

12

  1. FN
    F. Noel Zaal

    University of KwaZulu-Natal, South Africa

    1 publications · 17 citations

    1

    h-index

  2. PM
    Perry Mehrling

    Barnard College, United States

    1 publications · 11 citations

    1

    h-index

  3. SK
    Steven Klepper

    Carnegie Mellon University, United States

    1 publications · 153 citations

    1

    h-index

  4. MP
    Marcel P. Gemperli

    University of California, San Francisco, United States

    1 publications · 14 citations

    1

    h-index

  5. MW
    Mike W. Peng

    The University of Texas at Dallas, United States

    1 publications · 242 citations

    1

    h-index

1–5 of 12

Institutions

7

  1. Manchester Metropolitan University

    Manchester, United Kingdom

    1 h-index

    1 publications

    39 citations

  2. New Zealand Law Foundation

    Wellington, New Zealand

    1 h-index

    1 publications

    27 citations

  3. University of California, San Francisco

    San Francisco, United States

    1 h-index

    1 publications

    14 citations

  4. University of KwaZulu-Natal

    Durban, South Africa

    1 h-index

    2 publications

    34 citations

  5. University of North Carolina at Chapel Hill

    Chapel Hill, United States

    1 h-index

    1 publications

    242 citations

  6. Bank of Italy

    Rome, Italy

    1 h-index

    1 publications

    25 citations

  7. The Ohio State University

    Columbus, United States

    1 h-index

    1 publications

    242 citations

  8. National University of Singapore

    Singapore, Singapore

    1 publications

    10 citations

1–8 of 7

Venues

  1. QUT ePrints (Queensland University of Technology)

    Repository · 1 publications · 31 citations

    1

    h-index

  2. Journal of Economic Issues

    JEI · 1 publications · 11 citations

    1

    h-index

  3. The Journal of Law and Economics

    JLE · 1 publications · 153 citations

    1

    h-index

  4. 1

    h-index

  5. The International Journal of Evidence & Proof

    1 publications · 27 citations

    1

    h-index

1–5