Excessive Trading

Excessive Trading is a form of securities trading activity in which a financial advisor executes a disproportionately high volume of transactions in a client’s account, primarily to generate increased commissions or fees, rather than to serve the client’s investment objectives, thereby breaching fiduciary duty and constituting a basis for financial advisor liability.

63

Publications

10.3K

Citations

115

Authors

105

Institutions

Publications per year

2017–2026

25

Variants

Churning

Authors

115

  1. TO
    Terrance Odean

    University of California, Berkeley, United States

    6 publications · 7.7K citations

    6

    h-index

  2. BM
    Brad M. Barber

    University of California, Davis, United States

    5 publications · 5.4K citations

    5

    h-index

  3. YL
    Yu‐Jane Liu

    Peking University, China

    3 publications · 74 citations

    3

    h-index

  4. QW
    Qiguang Wang

    Sichuan University, China

    3 publications · 77 citations

    3

    h-index

  5. DH
    David Hirshleifer

    National Bureau of Economic Research, United States

    3 publications · 77 citations

    3

    h-index

1–5 of 115

Venues

  1. SSRN Electronic Journal

    Repository · 12 publications · 1.5K citations

    11

    h-index

  2. Journal of Behavioral Finance

    JBF · 2 publications · 49 citations

    2

    h-index

  3. Management Science

    2 publications · 376 citations

    2

    h-index

  4. Review of Financial Studies

    2 publications · 279 citations

    2

    h-index

  5. Financial Analysts Journal

    FAJ · 2 publications · 409 citations

    2

    h-index

1–5