Phylogenetic inference under varying proportions of indel-induced alignment gaps

TLDR

Alignment gaps have been shown to influence phylogenetic accuracy, prompting extensive investigation into their effects. This study examined how the total number of gapped sites, introduced to mimic indel events during DNA evolution, affects phylogenetic accuracy. Simulated indel gaps were applied to true alignments, which were then analyzed with standard gap treatments and phylogenetic inference methods. Results revealed a strong, almost deterministic link between gap proportion and accuracy, with deletions causing greater error, probabilistic methods (especially Bayesian) outperforming parsimony and distance approaches, treating gaps as missing data reducing accuracy, and that categorizing gaps by insertion or deletion and exploiting indel signal can raise accuracy to 90–100 % when gaps are ≤20 % of the alignment.

Abstract

The effect of alignment gaps on phylogenetic accuracy has been the subject of numerous studies. In this study, we investigated the relationship between the total number of gapped sites and phylogenetic accuracy, when the gaps were introduced (by means of computer simulation) to reflect indel (insertion/deletion) events during the evolution of DNA sequences. The resulting (true) alignments were subjected to commonly used gap treatment and phylogenetic inference methods. (1) In general, there was a strong – almost deterministic – relationship between the amount of gap in the data and the level of phylogenetic accuracy when the alignments were very "gappy", (2) gaps resulting from deletions (as opposed to insertions) contributed more to the inaccuracy of phylogenetic inference, (3) the probabilistic methods (Bayesian, PhyML & "MLε, " a method implemented in DNAML in PHYLIP) performed better at most levels of gap percentage when compared to parsimony (MP) and distance (NJ) methods, with Bayesian analysis being clearly the best, (4) methods that treat gapped sites as missing data yielded less accurate trees when compared to those that attribute phylogenetic signal to the gapped sites (by coding them as binary character data – presence/absence, or as in the MLε method), and (5) in general, the accuracy of phylogenetic inference depended upon the amount of available data when the gaps resulted from mainly deletion events, and the amount of missing data when insertion events were equally likely to have caused the alignment gaps. When gaps in an alignment are a consequence of indel events in the evolution of the sequences, the accuracy of phylogenetic analysis is likely to improve if: (1) alignment gaps are categorized as arising from insertion events or deletion events and then treated separately in the analysis, (2) the evolutionary signal provided by indels is harnessed in the phylogenetic analysis, and (3) methods that utilize the phylogenetic signal in indels are developed for distance methods too. When the true homology is known and the amount of gaps is 20 percent of the alignment length or less, the methods used in this study are likely to yield trees with 90–100 percent accuracy.