Positivity, sums of squares and the multi-dimensional moment problem

Abstract

Let <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> be the basic closed semi-algebraic set in <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="double-struck upper R Superscript n"> <mml:semantics> <mml:msup> <mml:mrow class="MJX-TeXAtom-ORD"> <mml:mi mathvariant="double-struck">R</mml:mi> </mml:mrow> <mml:mi>n</mml:mi> </mml:msup> <mml:annotation encoding="application/x-tex">\mathbb {R}^n</mml:annotation> </mml:semantics> </mml:math> </inline-formula> defined by some finite set of polynomials <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper S"> <mml:semantics> <mml:mi>S</mml:mi> <mml:annotation encoding="application/x-tex">S</mml:annotation> </mml:semantics> </mml:math> </inline-formula> and <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper T"> <mml:semantics> <mml:mi>T</mml:mi> <mml:annotation encoding="application/x-tex">T</mml:annotation> </mml:semantics> </mml:math> </inline-formula> , the preordering generated by <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper S"> <mml:semantics> <mml:mi>S</mml:mi> <mml:annotation encoding="application/x-tex">S</mml:annotation> </mml:semantics> </mml:math> </inline-formula> . For <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> compact, <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="f"> <mml:semantics> <mml:mi>f</mml:mi> <mml:annotation encoding="application/x-tex">f</mml:annotation> </mml:semantics> </mml:math> </inline-formula> a polynomial in <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="n"> <mml:semantics> <mml:mi>n</mml:mi> <mml:annotation encoding="application/x-tex">n</mml:annotation> </mml:semantics> </mml:math> </inline-formula> variables nonnegative on <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> and real <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="epsilon greater-than 0"> <mml:semantics> <mml:mrow> <mml:mi> ϵ </mml:mi> <mml:mo>&gt;</mml:mo> <mml:mn>0</mml:mn> </mml:mrow> <mml:annotation encoding="application/x-tex">\epsilon &gt;0</mml:annotation> </mml:semantics> </mml:math> </inline-formula> , we have that <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="f plus epsilon element-of upper T"> <mml:semantics> <mml:mrow> <mml:mi>f</mml:mi> <mml:mo>+</mml:mo> <mml:mi> ϵ </mml:mi> <mml:mo> ∈ </mml:mo> <mml:mi>T</mml:mi> </mml:mrow> <mml:annotation encoding="application/x-tex">f+\epsilon \in T</mml:annotation> </mml:semantics> </mml:math> </inline-formula> [15]. In particular, the <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> -Moment Problem has a positive solution. In the present paper, we study the problem when <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> is not compact. For <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="n equals 1"> <mml:semantics> <mml:mrow> <mml:mi>n</mml:mi> <mml:mo>=</mml:mo> <mml:mn>1</mml:mn> </mml:mrow> <mml:annotation encoding="application/x-tex">n=1</mml:annotation> </mml:semantics> </mml:math> </inline-formula> , we show that the <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> -Moment Problem has a positive solution if and only if <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper S"> <mml:semantics> <mml:mi>S</mml:mi> <mml:annotation encoding="application/x-tex">S</mml:annotation> </mml:semantics> </mml:math> </inline-formula> is the natural description of <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="upper K"> <mml:semantics> <mml:mi>K</mml:mi> <mml:annotation encoding="application/x-tex">K</mml:annotation> </mml:semantics> </mml:math> </inline-formula> (see Section 1). For <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="n greater-than-or-equal-to 2"> <mml:semantics> <mml:mrow>